top of page

UK Courses included

Anti Money Laundering and Counter-Terrorist Financing

​

Market Abuse / MAR 

(Listed Issuer)

​

SMCR Conduct Rules:

Senior Managers

​

Anti-Bribery and Corruption 

​

​

Market Abuse / MAR

(Non-Listed FCA Firms)

​

SMCR Individual Conduct Rules: Certification Function Individuals and General Staff

Conflicts of Interest: FCA Regulated Firms 

​

Prevention of Facilitation of Tax Evasion

​

Outsourcing: FCA Regulated MiFID Firms

We are continually developing additional courses to satisfy client demand. 

Assessments

Validate learners knowledge through assessments for all modules.

Bespoke Training

Bespoke training available incorporating your policies and procedures, internal notification requirements, supporting annual attestation collation. We will work with you to design firm-specific training resources.  

bottom of page